Regulatory Information

 

Deutsche Bank executes transactions in securities and other financial instruments on the basis of our principles for the execution of orders in financial instruments (hereinafter the “Order Execution Policy”).

 

The Order Execution Policy determines the execution channels and potential execution venues. The objective is to consistently achieve the best possible results for our clients and for the relevant types of financial instruments. Therefore, we take into account the price, costs, speed, likelihood of execution and settlement, size, nature, or any other consideration relevant to order execution.

 

To increase transparency related to executing client orders on trading venues, Deutsche Bank will summarize and make public on an annual basis the top five execution venues in terms of trading volumes. This is done on the basis of executed client orders in the preceding year and information on the quality of the execution obtained.

 

Order Execution Policy - 2022

 

MiFID II EMEA Order Execution Policy

 

Order Execution Policy - 2021

 

MiFID II EMEA Order Execution Policy
 

Note revisions to use of DB affiliates as of Sep 2021 in section 2.3.

 

Order Execution Policy - 2020

 

MiFID II EMEA Order Execution Policy

 

Order Execution Policy - 2019

 

MiFID II EMEA Order Execution Policy

 

Order Execution Policy - 2018

 

MiFID II EMEA Order Execution Policy

 

 

RTS 28 - 2023

 

MiFID II Top 5 Venue Report (DB Luxembourg)

Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

 

MiFID II Top 5 Venue Report (DB Suisse)

Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

 

MiFID II Top 5 Venue Report (DBWM US)

Retail clients (csv) Accompanying text (pdf)

 

RTS 28 - 2022

 

MiFID II Top 5 Venue Report (DB Suisse)
Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

 

MiFID II Top 5 Venue Report (DB Luxembourg)
Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

 

Best Execution and Execution Quality Report (DBWM US)

Retail clients (csv) Accompanying text (pdf)

 

 

RTS 28 - 2021

 

MiFID II Top 5 Venue Report (DB Suisse)
Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

 

MiFID II Top 5 Venue Report (DBUK Bank Limited)

 

Amendments have been made to legislation to remove RTS 28 reporting obligations. Therefore, since December 1, 2021 DB UK Bank Limited is no longer required to produce RTS 28 reports in relation to the services of reception and transmission of orders or portfolio management. For any queries, please contact your Relationship Manager.


MiFID II Top 5 Venue Report (DB Luxembourg)
Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

 

 

RTS 28 - 2020

 

MiFID II Top 5 Venue Report (DB Suisse)
Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

 

MiFID II Top 5 Venue Report (DBUK Bank Limited)

Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

MiFID II Top 5 Venue Report (DB Luxembourg)
Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

 

 

RTS 28 - 2019

 

MiFID II Top 5 Venue Report (DB Suisse)
Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

 

MiFID II Top 5 Venue Report (DBUK Bank Limited)

Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

MiFID II Top 5 Venue Report (DB Luxembourg)
Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

 

 

RTS 28 - 2018

 

MiFID II Top 5 Venue Report (DB Suisse)
Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

 

MiFID II Top 5 Venue Report (DBUK Bank Limited)

Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

MiFID II Top 5 Venue Report (DB Luxembourg)
Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

 

 

RTS 28 - 2017

 

MiFID II Top 5 Venue Report (DB Suisse)
Retail clients (csv) Professional clients (csv) Accompanying text (pdf)

 

MiFID II Top 5 Venue Report (DBUK Bank Limited)
Retail clients (csv) Accompanying text (pdf)

MiFID II Top 5 Venue Report (DB Luxembourg)
Retail clients (csv) Professional clients (csv) Accompanying text (pdf)


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