DB Private Wealth Mortgage Ltd Licensing - February 2015. Find out more.
The content within has been prepared for discussion purposes only, is not financial advice and is not intended to be an offer or solicitation, or the basis for any contract to purchase or sell any security, or other instrument, or for Deutsche Bank to enter into or arrange any type of transaction as a consequence of any information contained herein. The products and services described in this document are not appropriate for everyone, so investors should make a decision based on their financial, legal and tax situation after consultation with their tax and legal advisors. Unless you are notified to the contrary, the products and services mentioned are not insured by the FDIC (or by any governmental entity) and are not guaranteed by or obligations of Deutsche Bank. No product or service offered by any entity within the Deutsche Bank is guaranteed by any other entity within Deutsche Bank unless specifically agreed in writing. Opinions expressed herein may differ from the opinions expressed by other departments, divisions or affiliates of Deutsche Bank. Further information is available upon request.
In the United States, availability of alternative investments, such as hedge funds, private markets and structured solutions, is subject to regulatory requirements, and are available only for “Qualified Purchasers” as defined by the U.S. Investment Company Act of 1940 and ”Accredited Investors,” as defined in Regulation D of the 1933 Securities Act. Additionally, certain investment strategies are available to Eligible Contract Participants only, as defined by the Commodity Exchange Act.
Key Client Partners (“KCP”) services are offered to a selected group of Deutsche Bank Wealth Management clients who are able to meet certain criteria including, without limitation, financial and sophistication qualifications. All KCP opportunities may not be available in all Deutsche Bank Wealth Management locations. KCP and Institutional and Corporate Finance Services are available to Institutional Investors only, as defined by FINRA 4512(c)3.
Client Advisors, serving as Investment Advisor Representatives, offer investment advisory services through Deutsche Bank Securities Inc., a registered investment advisor. Private Bankers offer Multi Asset Class Strategies through Deutsche Bank Trust Company Americas, member FDIC.
There are risks involved in pledging assets as collateral, particularly volatile assets such as stocks and bonds. These risks include the decline in the value of the pledged asset such that Deutsche Bank will require additional collateral or sell the pledged collateral to pay the loan, with the borrower liable for any remaining shortfall. Demands for additional collateral or repayment of the loan must be satisfied in accordance with the terms of the governing loan documents.
For information on the individual mortgage loan originators of Deutsche Bank Trust Company Americas, DB Private Wealth Mortgage, Ltd. and DB Private Clients Corp that are registered on the federal Nationwide Mortgage Licensing Registry, please contact your Relationship Coordinator. Deutsche Bank Trust Company Americas NMLS #405572. DB Private Wealth Mortgage Ltd. NMLS #2230, and DB Private Clients Corp MNLS# 171514.
Deutsche Bank AG, including its subsidiaries and affiliates, does not provide legal, tax or accounting advice. This communication was prepared solely in connection with the promotion or marketing, to the extent permitted by applicable law, of the transaction or matter addressed herein, and was not intended or written to be used, and cannot be relied upon, by any taxpayer for the purposes of avoiding any U.S. federal tax penalties. The recipient of this communication should seek advice from an independent tax advisor regarding any tax matters addressed herein based on its particular circumstances.
“Deutsche Bank” means Deutsche Bank AG and its affiliated companies. Deutsche Bank Wealth Management offers high net worth clients a broad range of traditional and alternative investment solutions, providing a holistic service for all aspects of Wealth Management. Clients are provided Deutsche Wealth Management products or services by one or more legal entities that are identified to clients pursuant to the contracts, agreements, offering materials or other documentation relevant to such products or services. Securities are offered through Deutsche Bank Securities Inc., a broker-dealer and registered investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. Banking and lending services are offered through Deutsche Bank Trust Company Americas, member FDIC, and other members of the Deutsche Bank Group. Trust and estate and wealth planning services are provided through Deutsche Bank Trust Company, N.A., Deutsche Bank Trust Company Delaware and Deutsche Bank National Trust Company.